Notable litigation filed during August 2023 includes: (1) SEC v. Rocha; (2) Legum v. Garfinkel, et al.; and (3) SEC v. Conn. Jr.
SEC v. Rocha, No. 1:23-cv-11779-LTS (D. Mass.)
The SEC filed suit against the schemer defendant for losses arising from an alleged Ponzi wherein the defendant promised to invest the